⚖ Regulatory & Compliance

Regulatory Registration & Disclosures

WealthSignal, LLC  ·  Louisiana  ·  Last updated: May 2026

⚠ Educational Platform Only — Live trading pending SEC review. Paper trading available now.. Live trading pending SEC review.. Nothing on this platform constitutes personalized investment advice.

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Entity Registration
WealthSignal LLC
State of Louisiana, USA
Registered
📄
Federal Tax ID (EIN)
IRS Employer Identification
WealthSignal LLC
Filing In Progress
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SEC Registration
Investment Adviser
U.S. Securities & Exchange Commission
Filing In Progress
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Data & Privacy
User Data Protection
CCPA / Privacy Policy enforced
Active

🏭 Entity Information

WealthSignal is operated by a registered Louisiana LLC. Legal entity details are listed below. This information will be updated as regulatory filings are completed.

Legal Entity Name WealthSignal LLC
State of Formation Louisiana, USA
Entity Type Limited Liability Company (LLC)
Primary Contact support@wealthsignal.net
Compliance Contact compliance@wealthsignal.net
Platform URL wealthsignal.net

📄 Federal Tax ID (EIN)

An Employer Identification Number (EIN) is issued by the IRS and identifies a business entity for federal tax purposes. WealthSignal's EIN registration is currently in progress.

EIN Status Filing In Progress
Issuing Authority Internal Revenue Service (IRS)
Entity WealthSignal LLC, Louisiana

This page will be updated with the EIN number once the filing is confirmed with our legal counsel.

🏛 SEC Investment Adviser Registration

The SEC requires investment advisers managing assets above certain thresholds to register as a Registered Investment Adviser (RIA). WealthSignal has initiated the registration process. Until registration is complete, WealthSignal does not act as a registered investment adviser and does not provide personalized investment advice.

Registration Status Filing In Progress
Registering With U.S. Securities & Exchange Commission
Registration Form Form ADV (Investment Adviser Registration)
CRD Number Pending Assignment
SEC Number Pending Assignment

Once registered, WealthSignal will display the official SEC number here and on all relevant disclosure documents. You can verify any registered investment adviser at SEC EDGAR or IAPD (Investment Adviser Public Disclosure).

📊 Data Sources & Technology Partners

WealthSignal uses the following data sources and technology partners to power its features. We are transparent about where market data, prices, and platform infrastructure come from.

Market Data

Yahoo Finance — Real-time & historical stock prices
CoinGecko — Cryptocurrency prices (free tier)
Alpaca — Paper trading execution & real-time quotes
SEC EDGAR — Regulatory filings, fundamentals data

Paper Trading Infrastructure

Simulated (paper) trades on WealthSignal are executed through Alpaca Securities LLC (CRD #288202), a registered broker-dealer, member FINRA/SIPC. Paper trading involves no real money. All balances and positions are virtual.

Platform Infrastructure

Render — Cloud hosting & deployment
Neon PostgreSQL — Database
Stripe — Subscription billing (no investment funds)
IONOS SMTP — Email delivery

Market data is provided for informational and Paper trading purposes. WealthSignal does not guarantee the accuracy, completeness, or timeliness of any market data.

⏰ Regulatory Filing Timeline

This log reflects our regulatory milestones. It will be updated as filings are submitted and confirmations are received.

2026 WealthSignal LLC formed in Louisiana Complete
In Progress IRS EIN application filed for WealthSignal LLC In Progress
Pending SEC Investment Adviser registration (Form ADV) submitted Pending
Pending SEC registration confirmed — live trading activation Pending

✉ Compliance Contact

For questions about regulatory filings, compliance disclosures, or this page, contact our compliance team directly:

This page is updated as regulatory filings are submitted and confirmed. Do not rely on information here as confirmation of regulatory status — always verify directly with the SEC or relevant regulator.