ADV Part 2A — Firm Brochure

Cover Page

WealthSignal Investment Advisers, LLC provides technology-driven investment advisory services to retail and institutional clients. Our principal office is located at Slidell, Louisiana.

This brochure provides information about the qualifications and business practices of WealthSignal. If you have any questions, please contact us at compliance@wealthsignal.net. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority.

Additional information about WealthSignal is available on the SEC's website at www.adviserinfo.sec.gov.

Material Changes

This is the initial version of our Form ADV Part 2A brochure. We will update this brochure at least annually. If there are material changes, we will provide you with a summary of those changes. You may request a complete copy of this brochure at any time by contacting us at compliance@wealthsignal.net.

Advisory Business

WealthSignal was founded to democratize access to sophisticated investment strategies. We provide:

• Algorithmic Portfolio Management: Automated construction, rebalancing, and monitoring based on your investment goals and risk profile
• Investment Analysis Tools: Real-time market data, backtesting, and performance analytics
• Educational Platform: Structured learning modules covering investment fundamentals through advanced strategies
• Paper Trading Simulation: Risk-free practice environment using live market data

We tailor our services based on each client's stated investment objectives, time horizon, and risk tolerance as collected during onboarding. We do not exercise investment discretion for retail clients without explicit authorization.

Fees and Compensation

WealthSignal charges fees as follows:

• Subscription Fees: Free ($0), Starter ($19.99/month or $219.99/year), Pro ($59.99/month or $659.99/year), Elite ($99.99/month or $1,099.99/year). Billed monthly or annually, cancellable anytime.
• AUM Fees: 0.25%–0.50% annually for fully managed accounts (charged quarterly when activated). Calculated on average daily AUM.
• No Performance Fees: We do not charge performance-based fees.
• Third-Party Costs: Clients may incur ETF expense ratios, exchange fees, and other transaction costs from our broker partners.

Fees are non-refundable for completed periods. Subscription fees are charged regardless of account activity or investment performance. View complete fee schedule →

Types of Clients

We provide investment advisory services to:

• Retail investors (individuals and joint accounts)
• High net worth individuals
• Business entities (via WealthSignal Enterprise)

We do not impose a minimum account size for paper trading. Real money accounts are subject to minimums established by our clearing broker partners.

Methods of Analysis, Investment Strategies and Risk of Loss

Our investment analysis uses:

• Quantitative Analysis: Statistical models analyzing price momentum, mean reversion, and factor exposures
• Fundamental Analysis: Company financials, earnings quality, and valuation metrics
• Macroeconomic Analysis: Interest rate environments, sector rotation, and economic cycle positioning
• Technical Analysis: Chart patterns and technical indicators as secondary signals

Primary risks include: market risk, concentration risk, algorithmic model risk, liquidity risk, technology/system risk, and regulatory risk. We provide detailed risk disclosures at wealthsignal.app/disclaimers.

Other Financial Industry Activities & Affiliations

WealthSignal does not have affiliations with broker-dealers, investment companies, or other financial intermediaries that create material conflicts of interest. We will disclose any material affiliations that arise in future updates to this brochure.

Code of Ethics

WealthSignal has adopted a Code of Ethics pursuant to Rule 204A-1 under the Investment Advisers Act of 1940. Our code:

• Establishes standards of conduct for all employees
• Requires reporting of personal securities transactions
• Prohibits trading on material, non-public information
• Requires employees to act in clients' best interests
• Mandates reporting of violations to our CCO (Chief Compliance Officer)

We will provide a copy of our Code of Ethics to any client or prospective client upon request. Contact compliance@wealthsignal.net.

Brokerage Practices

When real trading is activated, WealthSignal will route client orders through broker-dealer partners who provide best execution. We do not currently receive payment for order flow (PFOF). If PFOF arrangements are established in the future, we will disclose them fully in an updated brochure and in our Form CRS.

Our selection criteria for broker-dealer partners include: execution quality, financial stability, technology integration, and fee structure.

Client Referrals and Other Compensation

WealthSignal operates a referral program that provides account credits to existing clients who refer new subscribers. This creates an incentive to recommend WealthSignal services; however, referral credits do not affect investment advice provided to any client.

We do not pay cash fees to third parties for client referrals. We do not receive compensation from third parties for recommending specific investments.

Voting Client Securities

WealthSignal does not vote proxies on behalf of clients. Clients retain full proxy voting rights for securities held in their accounts. You will receive proxy materials directly from your custodian and are responsible for voting your own securities.

Financial Information

WealthSignal does not require or solicit prepayment of fees more than six months in advance. We have no financial condition that is reasonably likely to impair our ability to meet contractual commitments to clients. We have not been the subject of a bankruptcy petition.